The Ultimate Guide To The Advisers Act: A Practitioner's Guide (Practical Guide Series)

The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.

• | Author: Bettina Eckerle
• | Publisher: El Publishing
• | Publication Date: Jan 03, 2015
• | Number of Pages: 280 pages
• | Language: English
• | Binding: Paperback
• | ISBN-10: 0986271705
• | ISBN-13: 9780986271700